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UNITED STATES SECURITIES AND EXCHANGE COMMISSION 华盛顿特区.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise 价格 of Derivative Security | 3. Transaction 日期 (月/日/年) | 3A. Deemed Execution 日期, if any (月/日/年) | 4. 交易代码 (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3、4、5) |
6. 日期可实行的 和 截止日期 (月/日/年) |
7. Title 和 量 of Underlying Securities (Instr. 3和4) |
8. 价格 of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | 日期可实行的 | 截止日期 | Title | 股份金额或数目 | ||||||||
Series A Convertible Preferred Stock | (1) | 08/02/2021(2) | P | 55 | (1) | (1) | 普通股 | 3,929 | $ 4,825 | 22,888 (3) | D (4) (5) |
Reporting Owner Name / Address | 的关系 | |||
导演 | 10%的老板 | 官 | 其他 | |
银点资本L.P. TWO GREENWICH PLAZA, FIRST FLOOR 格林威治,康涅狄格州06830 |
X | X | ||
骡子爱德华 TWO GREENWICH PLAZA, FIRST FLOOR 格林威治,康涅狄格州06830 |
X | X | ||
O’shea Robert J TWO GREENWICH PLAZA, FIRST FLOOR 格林威治,康涅狄格州06830 |
X | X |
/s/ Steven Weiser, Authorized Signatory on behalf of Silver Point Capital, L.P. | 08/05/2021 | |
**Signature of Reporting Person | 日期 | |
/s/ Steven Weiser (as attorney-in-fact on behalf of 爱德华一个 Mule, individually) | 08/05/2021 | |
**Signature of Reporting Person | 日期 | |
/s/ Steven Weiser (as attorney-in-fact on behalf of Robert J. 奥谢,单独) | 08/05/2021 | |
**Signature of Reporting Person | 日期 |
* | If the form is filed by more than one reporting person, 看到 指令4 (b) (v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. 看到 18 U.S.C. 1001和15u.S.C. 78 ff(一个). |
(1) | Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option 和 at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of the Issuer's common stock equal to the quotient obtained by dividing (x) the product obtained by multiplying (i) the Liquidation Preference times (ii) an amount equal to one (1) plus the Per Share Makewhole 量 (as defined in the Preferred Terms) on the date of conversion, 乘以(y) 14美元.00 per share (each as described in, 并根据条款, the definitive documentation governing the Preferred Stock.) |
(2) | 8月4日, 2021, the Reporting Persons filed a Form 4 which inadvertently reported an incorrect transaction date in Table II of the Form 4. This amendment is being filed solely to reflect the correct transaction date of August 2, 2021. |
(3) | Includes 405 shares of Preferred Stock acquired as a payment-in-kind dividend. |
(4) | Silver Point Capital, L.P. ("Silver Point") or its wholly owned subsidiaries are the investment managers of Silver Point Capital Fund, L.P., Silver Point Capital Offshore Master Fund, L.P., Silver Point Distressed Opportunities Fund, L.P., Silver Point Distressed Opportunities Offshore Master Fund, L.P., Silver Point Distressed Opportunity Institutional Partners, L.P. 和 Silver Point Distressed Opportunity Institutional Partners Master Fund (Offshore), L.P. (“基金”)及, 由于这种地位, may be deemed to be the beneficial owner of all the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point 和 as a result may be deemed to be the beneficial owner of all securities held by the Funds. (续.] |
(5) | Messrs. 爱德华一个. 穆尔和罗伯特·J. O'Shea are each members of Management 和 as a result may be deemed to be the beneficial owner of all the securities held by the Funds. Silver Point, Management 和 Messrs. Mule 和 O'Shea disclaim beneficial ownership of the reported securities held by Funds except to the extent of their pecuniary interests. |